CODE OF FEDERAL REGULATIONS
TITLE 36PARKS, FORESTS, AND PUBLIC PROPERTY
CHAPTER INATIONAL PARK SERVICE, DEPARTMENT OF THE
INTERIOR
PART 60NATIONAL REGISTER OF HISTORIC PLACES

s 60.1 Authorization and expansion of the National Register.
(a) The National Historic Preservation Act of 1966, 80 Stat. 915,
16 U.S.C. 470 et seq., as amended, authorizes the Secretary of
the Interior to expand and maintain a National Register of districts,
sites, buildings, structures, and objects significant in American
history, architecture, archeology, engineering and culture. The
regulations herein set forth the procedural requirements for listing
properties on the National Register.
(b) Properties are added to the National Register through the
following processes.
(1) Those Acts of Congress and Executive orders which
create historic areas of the National Park System administered
by the National Park Service, all or portions of which may be
determined to be of historic significance consistent with the
intent of Congress;
(2) Properties declared by the Secretary of the Interior
to be of national significance and designated as National Historic
Landmarks;
(3) Nominations prepared under approved State Historic
Preservation Programs, submitted by the State Historic Preservation
Officer and approved by the NPS;
(4) Nominations from any person or local government (only
if such property is located in a State with no approved State
Historic Preservation Program) approved by the NPS and;
(5) Nominations of Federal properties prepared by Federal
agencies, submitted by the Federal Preservation Officer and approved
by NPS.
s 60.2 Effects of listing under Federal law.
The National Register is an authoritative guide to be used by
Federal, State, and local governments, private groups and citizens
to identify the Nation's cultural resources and to indicate what
properties should be considered for protection from destruction
or impairment. Listing of private property on the National Register
does not prohibit under Federal law or regulation any actions
which may otherwise be taken by the property owner with respect
to the property.
(a) The National Register was designed to be and is administered
as a planning tool. Federal agencies undertaking a project having
an effect on a listed or eligible property must provide the Advisory
Council on Historic Preservation a reasonable opportunity to comment
pursuant to section 106 of the National Historic Preservation
Act of 1966, as amended. The Council has adopted procedures concerning,
inter alia, their commenting responsibility in 36 CFR Part 800.
Having complied with this procedural requirement the Federal
agency may adopt any course of action it believes is appropriate.
While the Advisory Council comments must be taken into account
and integrated into the decisionmaking process, program decisions
rest with the agency implementing the undertaking.
(b) Listing in the National Register also makes property owners
eligible to be considered for Federal grantsinaid
for historic preservation.
(c) If a property is listed in the National Register, certain
provisions of the Tax Reform Act of 1976 as amended by the Revenue
Act of 1978 and the Tax Treatment Extension Act of 1980 may apply.
These provisions encourage the preservation of depreciable historic
structures by allowing favorable tax treatments for rehabilitation,
and discourage destruction of historic buildings by eliminating
certain otherwise available Federal tax provisions both for demolition
of historic structures and for new construction on the site of
demolished historic buildings. Owners of historic buildings may
benefit from the investment tax credit provisions of the Revenue
Act of 1978. The Economic Recovery Tax Act of 1981 generally
replaces the rehabilitation tax incentives under these laws beginning
January 1, 1982 with a 25% investment tax credit for rehabilitations
of historic commercial, industrial and residential buildings.
This can be combined with a 15year cost recovery period
for the adjusted basis of the historic building. Historic buildings
with certified rehabilitations receive additional tax savings
by their exemption from any requirement to reduce the basis of
the building by the amount of the credit. The denial of accelerated
depreciation for a building built on the site of a demolished
historic building is repealed effective January 1, 1982. The
Tax Treatment Extension Act of 1980 includes provisions regarding
charitable contributions for conservation purposes of partial
interests in historically important land areas or structures.
(d) If a property contains surface coal resources and is listed
in the National Register, certain provisions of the Surface Mining
and Control Act of 1977 require consideration of a property's
historic values in the determination on issuance of a surface
coal mining permit.
s 60.3 Definitions.
(a) Building. A building is a structure created to shelter any
form of human activity, such as a house, barn, church, hotel,
or similar structure. Building may refer to a historically related
complex such as a courthouse and jail or a house and barn.
Examples
Molly Brown House (Denver, CO)
Meek Mansion and Carriage House (Hayward, CA)
Huron County Courthouse and Jail (Norwalk, OH)
Fairntosh Plantation (Durham vicinity, NC)
(b) Chief elected local official. Chief elected local official
means the mayor, county judge, county executive or otherwise titled
chief elected administrative official who is the elected head
of the local political jurisdiction in which the property is located.
(c) Determination of eligibility. A determination of eligibility
is a decision by the Department of the Interior that a district,
site, building, structure or object meets the National Register
criteria for evaluation although the property is not formally
listed in the National Register. A determination of eligibility
does not make the property eligible for such benefits as grants,
loans, or tax incentives that have listing on the National Register
as a prerequisite.
(d) District. A district is a geographically definable area,
urban or rural, possessing a significant concentration, linkage,
or continuity of sites, buildings, structures, or objects united
by past events or aesthetically by plan or physical development.
A district may also comprise individual elements separated geographically
but linked by association or history.
Examples
Georgetown Historic District (Washington, DC)
Martin Luther King Historic District (Atlanta, GA)
DurangoSilverton NarrowGauge Railroad (rightofway
between Durango and Silverton, CO)
(e) Federal Preservation Officer. The Federal Preservation Officer
is the official designated by the head of each Federal agency
responsible for coordinating that agency's activities under the
National Historic Preservation Act of 1966, as amended, and Executive
Order 11593 including nominating properties under that agency's
ownership or control to the National Register.
(f) Keeper of the National Register of Historic Places. The Keeper
is the individual who has been delegated the authority by NPS
to list properties and determine their eligibility for the National
Register. The Keeper may further delegate this authority as he
or she deems appropriate.
(g) Multiple Resource Format submission. A Multiple Resource
Format submission for nominating properties to the National Register
is one which includes all or a defined portion of the cultural
resources identified in a specified geographical area.
(h) National Park Service (NPS). The National Park Service is
the bureau of the Department of Interior to which the Secretary
of Interior has delegated the authority and responsibility for
administering the National Register program.
(i) National Register Nomination Form. National Register Nomination
Form means (1) National Register Nomination Form NPS 10900,
with accompanying continuation sheets (where necessary) Form NPS
10900a, maps and photographs or (2) for Federal nominations,
Form No. 10306, with continuation sheets (where necessary)
Form No. 10300A, maps and photographs. Such nomination
forms must be "adequately documented" and "technically
and professionally correct and sufficient." To meet these
requirements the forms and accompanying maps and photographs must
be completed in accord with requirements and guidance in the NPS
publication, "How to Complete National Register Forms"
and other NPS technical publications on this subject. Descriptions
and statements of significance must be prepared in accord with
standards generally accepted by academic historians, architectural
historians and archeologists. The nomination form is a legal
document and reference for historical, architectural, and archeological
data upon which the protections for listed and eligible properties
are founded. The nominating authority certifies that the nomination
is adequately documented and technically and professionally correct
and sufficient upon nomination.
(j) Object. An object is a material thing of functional, aesthetic,
cultural, historical or scientific value that may be, by nature
or design, movable yet related to a specific setting or environment.
Examples
Delta Queen Steamboat (Cincinnati, OH)
Adams Memorial (Rock Creek Cemetery, Washington, DC)
Sumpter Valley Gold Dredge (Sumpter, OR)
(k) Owner or owners. The term owner or owners means those individuals,
partnerships, corporations or public agencies holding fee simple
title to property. Owner or owners does not include individuals,
partnerships, corporations or public agencies holding easements
or less than fee interests (including leaseholds) of any nature.
(l) Site. A site is the location of a significant event, a prehistoric
or historic occupation or activity, or a building or structure,
whether standing, ruined, or vanished, where the location itself
maintains historical or archeological value regardless of the
value of any existing structure.
Examples
Cabin Creek Battlefield (Pensacola vicinity, OK)
Mound Cemetery Mound (Chester vicinity, OH)
Mud Springs Pony Express Station Site (Dalton vicinity, NE)
(m) State Historic Preservation Officer. The State Historic Preservation
Officer is the person who has been designated by the Governor
or chief executive or by State statute in each State to administer
the State Historic Preservation Program, including identifying
and nominating eligible properties to the National Register and
otherwise administering applications for listing historic properties
in the National Register.
(n) State Historic Preservation Program. The State Historic Preservation
Program is the program established by each State and approved
by the Secretary of Interior for the purpose of carrying out the
provisions of the National Historic Preservation Act of 1966,
as amended, and related laws and regulations. Such program shall
be approved by the Secretary before the State may nominate properties
to the National Register. Any State Historic Preservation Program
in effect under prior authority of law before
December 12, 1980, shall be treated as an approved program until
the Secretary approves a program submitted by the State for purposes
of the Amendments or December 12, 1983, unless the Secretary chooses
to rescind such approval because of program deficiencies.
(o) State Review Board. The State Review Board is a body whose
members represent the professional fields of American history,
architectural history, historic architecture, prehistoric and
historic archeology, and other professional disciplines and may
include citizen members. In States with approved State historic
preservation programs the State Review Board reviews and approves
National Register nominations concerning whether or not they meet
the criteria for evaluation prior to their submittal to the NPS.
(p) Structure. A structure is a work made up of interdependent
and interrelated parts in a definite pattern of organization.
Constructed by man, it is often an engineering project large
in scale.
Examples
Swanton Covered Railroad Bridge (Swanton vicinity, VT)
Old Point Loma Lighthouse (San Diego, CA)
North Point Water Tower (Milwaukee, WI)
Reber Radio Telescope (Green Bay vicinity, WI)
(q) Thematic Group Format submission. A Thematic Group Format
submission for nominating properties to the National Register
is one which includes a finite group of resources related to one
another in a clearly distinguishable way. They may be related
to a single historic person, event, or developmental force; of
one building type or use, or designed by a single architect;
of a single archeological site form, or related to a particular
set of archeological research problems.
(r) To nominate. To nominate is to propose that a district, site,
building, structure, or object be listed in the National Register
of Historic Places by preparing a nomination form, with accompanying
maps and photographs which adequately document the property and
are technically and professionally correct and sufficient.
s 60.4 Criteria for evaluation.
The criteria applied to evaluate properties (other than areas
of the National Park System and National Historic Landmarks) for
the National Register are listed below. These criteria are worded
in a manner to provide for a wide diversity of resources. The
following criteria shall be used in evaluating properties for
nomination to the National Register, by NPS in reviewing nominations,
and for evaluating National Register eligibility of properties.
Guidance in applying the criteria is further discussed in the
"How To" publications, Standards & Guidelines sheets
and Keeper's opinions of the National Register. Such materials
as available upon request.
National Register criteria for evaluation. The quality of significance
in American history, architecture, archeology, engineering, and
culture is present in districts, sites, buildings, structures,
and objects that possess integrity of location, design, setting,
materials, workmanship, feeling, and association and
(a) that are associated with events that have made a significant
contribution to the broad patterns of our history; or
(b) that are associated with the lives of persons significant
in our past; or
(c) that embody the distinctive characteristics of a type, period,
or method of construction, or that represent the work of a master,
or that possess high artistic values, or that represent a significant
and distinguishable entity whose components may lack individual
distinction; or
(d) that have yielded, or may be likely to yield, information
important in prehistory or history.
Criteria considerations. Ordinarily cemeteries, birthplaces,
or graves of historical figures, properties owned by religious
institutions or used for religious purposes, structures that have
been moved from their original locations, reconstructed historic
buildings, properties primarily commemorative in nature, and properties
that have achieved significance within the past 50 years shall
not be considered eligible for the National Register. However,
such properties will qualify if they are integral parts of districts
that do meet the criteria of if they fall within the following
categories:
(a) A religious property deriving primary significance
from architectural or artistic distinction or historical importance;
or
(b) A building or structure removed from its original
location but which is significant primarily for architectural
value, or which is the surviving structure most importantly associated
with a historic person or event; or
(c) A birthplace or grave of a historical figure of outstanding
importance if there is no appropriate site or building directly
associated with his productive life.
(d) A cemetery which derives its primary significance
from graves of persons of transcendent importance, from age, from
distinctive design features, or from association with historic
events; or
(e) A reconstructed building when accurately executed
in a suitable environment and presented in a dignified manner
as part of a restoration master plan, and when no other building
or structure with the same association has survived; or
(f) A property primarily commemorative in intent if design,
age, tradition, or symbolic value has invested it with its own
exceptional significance; or
(g) A property achieving significance within the past
50 years if it is of exceptional importance.
This exception is described further in NPS "How To"
#2, entitled "How to Evaluate and Nominate Potential National
Register Properties That Have Achieved Significance Within the
Last 50 Years" which is available from the National Register
of Historic Places Division, National Park Service, United States
Department of the Interior, Washington, D.C. 20240.
s 60.5 Nomination forms and information collection.
(a) All nominations to the National Register are to be made on
standard National Register forms. These forms are provided upon
request to the State Historic Preservation Officer, participating
Federal agencies and others by the NPS. For archival reasons,
no other forms, photocopied or otherwise, will be accepted.
(b) The information collection requirements contained in this
part have been approved by the Office of Management and Budget
under 44 U.S.C. 3507 and assigned clearance number 10240018.
The information is being collected as part of the nomination
of properties to the National Register. This information will
be used to evaluate the eligibility of properties for inclusion
in the National Register under established criteria. The obligation
to respond is required to obtain a benefit.
s 60.6 Nominations by the State Historic Preservation Officer
under approved State Historic Preservation programs.
(a) The State Historic Preservation Officer is responsible for
identifying and nominating eligible properties to the National
Register. Nomination forms are prepared under the supervision
of the State Historic Preservation Officer. The State Historic
Preservation Officer establishes statewide priorities for preparation
and submittal of nominations for all properties meeting National
Register criteria for evaluation within the State. All nominations
from the State shall be submitted in accord with the State priorities,
which shall be consistent with an approved State historic preservation
plan.
(b) The State shall consult with local authorities in the nomination
process. The State provides notice of the intent to nominate a
property and solicits written comments especially on the significance
of the property and whether or not in meets the National Register
criteria for evaluation. The State notice also gives owners of
private property an opportunity to concur in or object to listing.
The notice is carried out as specified in the subsections below.
(c) As part of the nomination process, each State is required
to notify in writing the property owner(s), except as specified
in paragraph (d) of this section, of the State's intent to bring
the nomination before the State Review Board. The list of owners
shall be obtained from either official land recordation records
or tax records, whichever is more appropriate, within 90 days
prior to the notification of intent to nominate. If in any State
the land recordation or tax records is not the most appropriate
list from which to obtain owners that State shall notify the Keeper
in writing and request approval that an alternative source of
owners may be used.
The State is responsible for notifying only those owners whose
names appear on the list consulted. Where there is more than
one owner on the list, each separate owner shall be notified.
The State shall send the written notification at least 30 but
not more than 75 days before the State Review Board meeting.
Required notices may vary in some details of wording as the States
prefer, but the content of notices must be approved by the National
Register. The notice shall give the owner(s) at least 30 but
not more than 75 days to submit written comments and concur in
or object in writing to the nomination of such property. At least
30 but not more than 75 days before the State Review Board meeting,
the States are also required to notify by the above mentioned
National Register approved notice the applicable chief elected
official of the county (or equivalent governmental unit) and municipal
political jurisdiction in which the property is located. The
National Register nomination shall be on file with the State Historic
Preservation Program during the comment period and a copy made
available by mail when requested by the public, or made available
at a location of reasonable access to all affected property owners,
such as a local library courthouse, or other public place, prior
to the State Review Board meeting so that written comments regarding
the nomination can be prepared.
(d) For a nomination with more than 50 property owners, each State
is required to notify in writing at least 30 but not more than
75 days in advance of the State Review Board meeting the chief
elected local officials of the county (or equivalent governmental
unit) and municipal political jurisdiction in which the property
or district is located. The State shall provide general notice
to property owners concerning the State's intent to nominate.
The general notice shall be published at least 30 days but not
more than 75 days before the State Review Board meeting and provide
an opportunity for the submission of written comments and provide
the owners of private property or a majority of such owners for
districts an opportunity to concur in or object in writing to
the nomination. Such general notice must be published in one
or more local newspapers of general circulation in the area of
the nomination. The content of the notices shall be approved
by the National Register. If such general notice is used to notify
the property owners for a nomination containing more than 50 owners,
it is suggested that a public information meeting be held in the
immediate area prior to the State Review Board meeting. If the
State wishes to individually notify all property owners, it may
do so, pursuant to procedures specified in Subsection 60.6(c),
in which case, the State need not publish a general notice.
(e) For Multiple Resource and Thematic Group Format submission,
each district, site, building, structure and object included in
the submission is treated as a separate nomination for the purpose
of notification and to provide owners of private property the
opportunity to concur in or object in writing to the nomination
in accord with this section.
(f) The commenting period following notifications can be waived
only when all property owners and the chief elected local official
have advised the State in writing that they agree to the waiver.
(g) Upon notification, any owner or owners of a private property
who wish to object shall submit to the State Historic Preservation
Officer a notarized statement certifying that the party is the
sole or partial owner of the private property, as appropriate,
and objects to the listing. In nominations with multiple ownership
of a single private property or of districts, the property will
not be listed if a majority of the owners object to listing.
Upon receipt of notarized objections respecting a district or
single private property with multiple owners, it is the responsibility
of the State Historic Preservation Officer to ascertain whether
a majority of owners of private property have objected. If an
owner whose name did not appear on the list certifies in a written
notarized statement that the party is the sole or partial owner
of a nominated private property such owner shall be counted by
the State Historic Preservation Officer in determining whether
a majority of owners has objected. Each owner of private property
in a district has one vote regardless of how many properties or
what part of one property that party owns and regardless of whether
the property contributes to the significance of the district.
(h) If a property has been submitted to and approved by the State
Review Board for inclusion in the National Register prior to the
effective date of this section, the State Historic Preservation
Officer need not resubmit the property to the State Review Board;
but before submitting the nomination to the NPS shall afford
owners of private property the opportunity to concur in or object
to the property's inclusion in the Register pursuant to applicable
notification procedures described above.
(i) [Reserved]
(j) Completed nomination forms or the documentation proposed for
submission on the nomination forms and comments concerning the
significance of a property and its eligibility for the National
Register are submitted to the State Review Board. The State Review
Board shall review the nomination forms or documentation proposed
for submission on the nomination forms and any comments concerning
the property's significance and eligibility for the National Register.
The State Review Board shall determine whether or not the property
meets the National Register criteria for evaluation and make a
recommendation to the State Historic Preservation Officer to approve
or disapprove the nomination.
(k) Nominations approved by the State Review Board and comments
received are then reviewed by the State Historic Preservation
Officer and if he or she finds the nominations to be adequately
documented and technically, professionally, and procedurally correct
and sufficient and in conformance with National Register criteria
for evaluation, the nominations are submitted to the Keeper of
the National Register of Historic Places, National Park Service,
United States Department of the Interior, Washington, D.C. 20240.
All comments received by a State and notarized statements of
objection to listing are submitted with a nomination.
(l) If the State Historic Preservation Officer and the State Review
Board disagree on whether a property meets the National Register
criteria for evaluation, the State Historic Preservation Officer,
if he or she chooses, may submit the nomination with his or her
opinion concerning whether or not the property meets the criteria
for evaluation and the opinion of the State Review Board to the
Keeper of the National Register for a final decision on the listing
of the property. The opinion of the State Review Board may be
the minutes of the Review Board meeting. The State Historic Preservation
Officer shall submit such disputed nominations if so requested
within 45 days of the State Review Board meeting by the State
Review Board or the chief elected local official of the local,
county or municipal political subdivision in which the property
is located but need not otherwise do so. Such nominations will
be substantively reviewed by the Keeper.
(m) The State Historic Preservation Officer shall also submit
to the Keeper nominations if so requested under the appeals process
in s 60.12.
(n) If the owner of a private property or the majority of such
owners for a district or single property with multiple owners
have objected to the nomination prior to the submittal of a nomination,
the State Historic Preservation Officer shall submit the nomination
to the Keeper only for a determination of eligibility pursuant
to subsection (s) of this section.
(o) The State Historic Preservation Officer signs block 12 of
the nomination form if in his or her opinion the property meets
the National Register criteria for evaluation. The State Historic
Preservation Officer's signature in block 12 certifies that:
(1) All procedural requirements have been met;
(2) The nomination form is adequately documented;
(3) The nomination form is technically and professionally
correct and sufficient;
(4) In the opinion of the State Historic Preservation
Officer, the property meets the National Register criteria for
evaluation.
(p) When a State Historic Preservation Officer submits a nomination
form for a property that he or she does not believe meets the
National Register criteria for evaluation, the State Historic
Preservation Officer signs a continuation sheet Form NPS 10900a
explaining his/her opinions on the eligibility of the property
and certifying that:
(1) All procedural requirements have been met;
(2) The nomination form is adequately documented;
(3) The nomination form is technically and professionally
correct and sufficient.
(q) Notice will be provided in the FEDERAL REGISTER that the
nominated property is being considered for listing in the National
Register of Historic Places as specified in s 60.13.
(r) Nominations will be included in the National Register within
45 days of receipt by the Keeper or designee unless the Keeper
disapproves a nomination, an appeal is filed, or the owner of
private property (or the majority of such owners for a district
or single property with multiple owners) objects by notarized
statements received by the Keeper prior to listing. Nominations
which are technically or professionally inadequate will be returned
for correction and resubmission. When a property does not appear
to meet the National Register criteria for evaluation, the nomination
will be returned with an explanation as to why the property does
not meet the National Register criteria for evaluation.
(s) If the owner of private property (or the majority of such
owners for a district or single property with multiple owners)
has objected to the nomination by notarized statement prior to
listing, the Keeper shall review the nomination and make a determination
of eligibility within 45 days of receipt, unless an appeal is
filed. The Keeper shall list such properties determined eligible
in the National Register upon receipt of notarized statements
from the owner(s) of private property that the owner(s) no longer
object to listing.
(t) Any person or organization which supports or opposes the nomination
of a property by a State Historic Preservation Officer may petition
the Keeper during the nomination process either to accept or reject
a nomination. The petitioner must state the grounds of the petition
and request in writing that the Keeper substantively review the
nomination. Such petitions received by the Keeper prior to the
listing of a property in the National Register or a determination
of its eligibility where the private owners object to listing
will be considered by the Keeper and the nomination will be substantively
reviewed.
(u) State Historic Preservation Officers are required to inform
the property owners and the chief elected local official when
properties are listed in the National Register. In the case of
a nomination where there are more than 50 property owners, they
may be notified of the entry in the National Register by the same
general notice stated in s 60.6(d). States which notify all property
owners individually of entries in the National Register need not
publish a general notice.
(v) In the case of nominations where the owner of private property
(or the majority of such owners for a district or single property
with multiple owners) has objected and the Keeper has determined
the nomination eligible for the National Register, the State Historic
Preservation Officer shall notify the appropriate chief elected
local official and the owner(s) of such property of this determination.
The general notice may be used for properties with more than
50 owners as described in s 60.6(d) or the State Historic Preservation
Officer may notify the owners individually.
(w) If subsequent to nomination a State makes major revisions
to a nomination or renominates a property rejected by the Keeper,
the State Historic Preservation Officer shall notify the affected
property owner(s) and the chief elected local official of the
revisions or renomination in the same manner as the original notification
for the nomination, but need not resubmit the nomination to the
State Review Board. Comments received and notarized statements
of objection must be forwarded to the Keeper along with the revisions
or renomination. The State Historic Preservation Officer also
certifies by the resubmittal that the affected property owner(s)
and the chief elected local official have been renotified. "Major
revisions" as used herein means revisions of boundaries or
important substantive revisions to the nomination which could
be expected to change the ultimate outcome as to whether or not
the property is listed in the National Register by the Keeper.
(x) Notwithstanding any provision hereof to the contrary, the
State Historic Preservation Officer in the nomination notification
process or otherwise need not make available to any person or
entity (except a Federal agency planning a project, the property
owner, the chief elected local official of the political jurisdiction
in which the property is located, and the local historic preservation
commission for certified local governments) specific information
relating to the location of properties proposed to be nominated
to, or listed in, the National Register if he or she determines
that the disclosure of specific information would create a risk
of destruction or harm to such properties.
(y) With regard to property under Federal ownership or control,
completed nomination forms shall be submitted to the Federal Preservation
Officer for review and comment. The Federal Preservation Officer,
may approve the nomination and forward it to the Keeper of the
National Register of Historic Places, National Park Service, United
States Department of the Interior, Washington, D.C. 20240.
ss 60.7 to 60.8 [Reserved]
s 60.9 Nominations by Federal agencies.
(a) The National Historic Preservation Act of 1966, as amended,
requires that, with the advice of the Secretary and in cooperation
with the State Historic Preservation Officer of the State involved,
each Federal agency shall establish a program to locate, inventory
and nominate to the Secretary all properties under the agency's
ownership or control that appear to qualify for inclusion on the
National Register. Section 2(a) of Executive Order 11593 provides
that Federal agencies shall locate, inventory, and nominate to
the Secretary of the Interior all sites, buildings, districts,
and objects under their jurisdiction or control that appear to
qualify for listing on the National Register of Historic Places.
Additional responsibilities of Federal agencies are detailed
in the National Historic Preservation Act of 1966, as amended,
Executive Order 11593, the National Environmental Policy Act of
1969, the Archeological and Historic Preservation Act of 1974,
and procedures developed pursuant to these authorities, and other
related legislation.
(b) Nomination forms are prepared under the supervision of the
Federal Preservation Officer designated by the head of a Federal
agency to fulfill agency responsibilities under the National Historic
Preservation Act of 1966, as amended.
(c) Completed nominations are submitted to the appropriate State
Historic Preservation Officer for review and comment regarding
the adequacy of the nomination, the significance of the property
and its eligibility for the National Register. The chief elected
local officials of the county (or equivalent governmental unit)
and municipal political jurisdiction in which the property is
located are notified and given 45 days in which to comment. The
State Historic Preservation Officer signs block 12 of the nomination
form with his/her recommendation.
(d) After receiving the comments of the State Historic Preservation
Officer, and chief elected local official, or if there has been
no response within 45 days, the Federal Preservation Officer may
approve the nomination and forward it to the Keeper of the National
Register of Historic Places, National Park Service, United States
Department of the Interior, Washington, D.C. 20240. The Federal
Preservation Officer signs block 12 of the nomination form if
in his or her opinion the property meets the National Register
criteria for evaluation. The Federal Preservation Officer's signature
in block 12 certifies that:
(1) All procedural requirements have been met;
(2) The nomination form is adequately documented;
(3) The nomination form is technically and professionally
correct and sufficient;
(4) In the opinion of the Federal Preservation Officer,
the property meets the National Register criteria for evaluation.
(e) When a Federal Preservation Officer submits a nomination form
for a property that he or she does not believe meets the National
Register criteria for evaluation, the Federal Preservation Officer
signs a continuation sheet Form NPS 10900a explaining his/her
opinions on the eligibility of the property and certifying that:
(1) All procedural requirements have been met;
(2) The nomination form is adequately documented;
(3) The nomination form is technically and professionally
correct and sufficient.
(f) The comments of the State Historic Preservation Officer and
chief local official are appended to the nomination, or, if there
are no comments from the State Historic Preservation Officer an
explanation is attached. Concurrent nominations (see s 60.10)
cannot be submitted, however, until the nomination has been considered
by the State in accord with Sec. 60.6, supra. Comments received
by the State concerning concurrent nominations and notarized statements
of objection must be submitted with the nomination.
(g) Notice will be provided in the FEDERAL REGISTER that the
nominated property is being considered for listing in the National
Register of Historic Places in accord with s 60.13.
(h) Nominations will be included in the National Register within
45 days of receipt by the Keeper or designee unless the Keeper
disapproves such nomination or an appeal is filed. Nominations
which are technically or professionally inadequate will be returned
for correction and resubmission. When a property does not appear
to meet the National Register criteria for evaluation, the nomination
will be returned with an explanation as to why the property does
not meet the National Register criteria for evaluation.
(i) Any person or organization which supports or opposes the nomination
of a property by a Federal Preservation Officer may petition the
Keeper during the nomination process either to accept or reject
a nomination. The petitioner must state the grounds of the petition
and request in writing that the Keeper substantively review the
nomination. Such petition received by the Keeper prior to the
listing of a property in the National Register or a determination
of its eligibility where the private owner(s) object to listing
will be considered by the Keeper and the nomination will be substantively
reviewed.
s 60.10 Concurrent State and Federal nominations.
(a) State Historic Preservation Officers and Federal Preservation
Officers are encouraged to cooperate in locating, inventorying,
evaluating, and nominating all properties possessing historical,
architectural, archeological, or cultural value. Federal agencies
may nominate properties where a portion of the property is not
under Federal ownership or control.
(b) When a portion of the area included in a Federal nomination
is not located on land under the ownership or control of the Federal
agency, but is an integral part of the cultural resource, the
completed nomination form shall be sent to the State Historic
Preservation Officer for notification to property owners, to give
owners of private property an opportunity to concur in or object
to the nomination, to solicit written comments and for submission
to the State Review Board pursuant to the procedures in s 60.6.
(c) If the State Historic Preservation Officer and the State Review
Board agree that the nomination meets the National Register criteria
for evaluation, the nomination is signed by the State Historic
Preservation Officer and returned to the Federal agency initiating
the nomination. If the State Historic Preservation Officer and
the State Review Board disagree, the nomination shall be returned
to the Federal agency with the opinions of the State Historic
Preservation Officer and the State Review Board concerning the
adequacy of the nomination and whether or not the property meets
the criteria for evaluation. The opinion of the State Review
Board may be the minutes of the State Review Board meeting. The
State Historic Preservation Officer's signed opinion and comments
shall confirm to the Federal agency that the State nomination
procedures have been fulfilled including notification requirements.
Any comments received by the State shall be included with the
letter as shall any notarized statements objecting to the listing
of private property.
(d) If the owner of any privately owned property, (or a majority
of the owners of such properties within a district or single property
with multiple owners) objects to such inclusion by notarized statement(s)
the Federal Historic Preservation Officer shall submit the nomination
to the Keeper for review and a determination of eligibility, Comments,
opinions, and notarized statements of objection shall be submitted
with the nomination.
(e) The State Historic Preservation Officer shall notify the nonfederal
owners when a concurrent nomination is listed or determination
eligible for the National Register as required in s 60.6.
s 60.11 Requests for nominations.
(a) The State Historic Preservation Officer or Federal Preservation
Officer as appropriate shall respond in writing within 60 days
to any person or organization submitting a completed National
Register nomination form or requesting consideration for any previously
prepared nomination form on record with the State or Federal agency.
The response shall provide a technical opinion concerning whether
or not the property is adequately documented and appears to meet
the National Register criteria for evaluation in s 60.4. If the
nomination form is determined to be inadequately documented, the
nominating authority shall provide the applicant with an explanation
of the reasons for that determination.
(b) If the nomination form does not appear to be adequately documented,
upon receiving notification, it shall be the responsibility of
the applicant to provide necessary additional documentation.
(c) If the nomination form appears to be adequately documented
and if the property appears to meet the National Register criteria
for evaluation, the State Historic Preservation Officer shall
comply with the notification requirements in Section 60.6 and
schedule the property for presentation at the earliest possible
State Review Board meeting. Scheduling shall be consistent with
the State's established priorities for processing nominations.
If the nomination form is adequately documented, but the property
does not appear to meet National Register criteria for evaluation,
the State Historic Preservation Officer need not process the nomination,
unless so requested by the Keeper pursuant to s 60.12.
(d) The State Historic Preservation Officer's response shall advise
the applicant of the property's position in accord with the State's
priorities for processing nominations and of the approximate date
the applicant can expect its consideration by the State Review
Board. The State Historic Preservation Officer shall also provide
notice to the applicant of the time and place of the Review Board
meeting at least 30 but not more than 75 days before the meeting,
as well as complying with the notification requirements in s 60.6.
(e) Upon action on a nomination by the State Review Board, the
State Historic Preservation Officer shall, within 90 days, submit
the nomination to the National Park Service, or, if the State
Historic Preservation Officer does not consider the property eligible
for the National Register, so advise the applicant within 45 days.
(f) If the applicant substantially revises a nomination form as
a result of comments by the State or Federal agency, it may be
treated by the State Historic Preservation Officer or Federal
Preservation Officer as a new submittal and reprocessed in accord
with the requirements in this section.
(g) The Federal Preservation Officer shall request the comments
of the State Historic Preservation Officer and notify the applicant
in writing within 90 days of receipt of an adequately documented
nomination form as to whether the Federal agency will nominate
the property. The Federal Preservation Officer shall submit an
adequately documented nomination to the National Park Service
unless in his or her opinion the property is not eligible for
the National Register.
s 60.12 Nomination appeals.
(a) Any person or local government may appeal to the Keeper the
failure or refusal of a nominating authority to nominate a property
that the person or local government considers to meet the National
Register criteria for evaluation upon decision of a nominating
authority to not nominate a property for any reason when requested
pursuant to s 60.11, or upon failure of a State Historic Preservation
Officer to nominate a property recommended by the State Review
Board. (This action differs from the procedure for appeals during
the review of a nomination by the National Park Service where
an individual or organization may "petition the Keeper during
the nomination process," as specified in ss 60.6(t) and 60.9(i).
Upon receipt of such petition the normal 45day review period
will be extended for 30 days beyond the date of the petition to
allow the petitioner to provide additional documentation for review.)
(b) Such appeal shall include a copy of the nomination form and
documentation previously submitted to the State Historic Preservation
Officer or Federal Preservation Officer, an explanation of why
the applicant is submitting the appeal in accord with this section
and shall include pertinent correspondence from the State Historic
Preservation Officer or Federal Preservation Officer.
(c) The Keeper will respond to the appellant and the State Historic
Preservation Officer or Federal Preservation Officer with a written
explanation either denying or sustaining the appeal within 45
days of receipt. If the appeal is sustained, the Keeper will:
(1) Request the State Historic Preservation Officer or
Federal Preservation Officer to submit the nomination to the Keeper
within 15 days if the nomination has completed the procedural
requirements for nomination as described in Section 60.6 or 60.9
except that concurrence of the State Review Board, State Historic
Preservation Officer or Federal Preservation Officer is not required;
or
(2) If the nomination has not completed these procedural
requirements, request the State Historic Preservation Officer
or Federal Preservation Officer to promptly process the nomination
pursuant to Section 60.6 or 60.9 and submit the nomination to
the Keeper without delay.
(d) State Historic Preservation Officers and Federal Preservation
Officers shall process and submit such nominations if so requested
by the Keeper pursuant to this section. The Secretary reserves
the right to list properties in the National Register or determine
properties eligible for such listing on his own motion when necessary
to assist in the preservation of historic resources and after
notifying the owner and appropriate parties and allowing for a
30day comment period.
(e) No person shall be considered to have exhausted administrative
remedies with respect to failure to nominate a property to the
National Register until he or she has complied with procedures
set forth in this section. The decision of the Keeper is the
final administrative action on such appeals.
s 60.13 Publication in the "Federal Register" and other
NPS notification.
(a) When a nomination is received, NPS will publish notice in
the FEDERAL REGISTER that the property is being considered for
listing in the National Register. A 15day commenting period
from date of publication will be provided. When necessary to
assist in the preservation of historic properties this 15day
period may be shortened or waived.
(b) NPS shall notify the appropriate State Historic Preservation
Officer, Federal Preservation Officer, person or local government
when there is no approved State program of the listing of the
property in the National Register and will publish notice of the
listing in the FEDERAL REGISTER.
(c) In nominations where the owner of any privately owned property
(or a majority of the owners of such properties within a district
or single property with multiple owners) has objected and the
Keeper has determined the nomination eligible for the National
Register, NPS shall notify the State Historic Preservation Officer,
the Federal Preservation Officer (for Federal or concurrent nominations),
the person or local government where there is no approved State
Historic Preservation Program and the Advisory Council on Historic
Preservation. NPS will publish notice of the determination of
eligibility in the FEDERAL REGISTER.
s 60.14 Changes and revisions to properties listed in the National
Register.
(a) Boundary changes.
(1) A boundary alteration shall be considered as a new
property nomination. All forms, criteria and procedures used in
nominating a property to the National Register must be used.
In the case of boundary enlargements only those owners in the
newly nominated as yet unlisted area need be notified and will
be counted in determining whether a majority of private owners
object to listing. In the case of a diminution of a boundary,
owners shall be notified as specified in s 60.15 concerning removing
properties from the National Register. A professionally justified
recommendation by the State Historic Preservation Officer, Federal
Preservation Officer, or person or local government where there
is no approved State Historic Preservation Program shall be presented
to NPS. During this process, the property is not taken off the
National Register. If the Keeper or his or her designee finds
the recommendation in accordance with the National Register criteria
for evaluation, the change will be accepted. If the boundary
change is not accepted, the old boundaries will remain. Boundary
revisions may be appealed as provided for in ss 60.12 and 60.15.
(2) Four justifications exist for altering a boundary:
Professional error in the initial nomination, loss of historic
integrity, recognition of additional significance, additional
research documenting that a larger or smaller area should be listed.
No enlargement of a boundary should be recommended unless the
additional area possesses previously unrecognized significance
in American history, architecture, archeology, engineering or
culture. No diminution of a boundary should be recommended unless
the properties being removed do not meet the National Register
criteria for evaluation. Any proposal to alter a boundary has
to be documented in detail including photographing the historic
resources falling between the existing boundary and the other
proposed boundary.
(b) Relocating properties listed in the National Register.
(1) Properties listed in the National Register should
be moved only when there is no feasible alternative for preservation.
When a property is moved, every effort should be made to reestablish
its historic orientation, immediate setting, and general environment.
(2) If it is proposed that a property listed in the National
Register be moved and the State Historic Preservation Officer,
Federal agency for a property under Federal ownership or control,
or person or local government where there is no approved State
Historic Preservation Program, wishes the property to remain in
the National Register during and after the move, the State Historic
Preservation Officer or Federal Preservation Officer having ownership
or control or person or local government where there is no approved
State Historic Preservation Program, shall submit documentation
to NPS prior to the move. The documentation shall discuss:
(i) The reasons for the move;
(ii) The effect on the property's historical integrity;
(iii) The new setting and general environment
of the proposed site, including evidence that the proposed site
does not possess historical or archeological significance that
would be adversely affected by the intrusion of the property;
and
(iv) Photographs showing the proposed location.
(3) Any such proposal with respect to the new location
shall follow the required notification procedures, shall be approved
by the State Review Board if it is a State nomination and shall
continue to follow normal review procedures. The Keeper shall
also follow the required notification procedures for nominations.
The Keeper shall respond to a properly documented request within
45 days of receipt from the State Historic Preservation Officer
or Federal Preservation Officer, or within 90 days of receipt
from a person or local government where there is no approved State
Historic Preservation Program, concerning whether or not the move
is approved. Once the property is moved, the State Historic Preservation
Officer, Federal Preservation Officer, or person or local government
where there is no approved State Historic Preservation Program
shall submit to the Keeper for review:
(i) A letter notifying him or her of the date
the property was moved;
(ii) Photographs of the property on its new site;
and
(iii) Revised maps, including a U.S.G.S. map,
(iv) Acreage, and
(v) Verbal boundary description.
The Keeper shall respond to a properly documented submittal within
45 days of receipt with the final decision on whether the property
will remain in the National Register. If the Keeper approves
the move, the property will remain in the National Register during
and after the move unless the integrity of the property is in
some unforeseen manner destroyed. If the Keeper does not approve
the move, the property will be automatically deleted from the
National Register when moved. In cases of properties removed
from the National Register, if the State, Federal agency, or person
or local government where there is no approved State Historic
Preservation Program has neglected to obtain prior approval for
the move or has evidence that previously unrecognized significance
exists, or has accrued, the State, Federal agency, person or local
government may resubmit a nomination for the property.
(4) In the event that a property is moved, deletion from
the National Register will be automatic unless the above procedures
are followed prior to the move. If the property has already been
moved, it is the responsibility of the State, Federal agency or
person or local government which nominated the property to notify
the National Park Service. Assuming that the State, Federal agency
or person or local government wishes to have the structure reentered
in the National Register, it must be nominated again on new forms
which should discuss:
(i) The reasons for the move;
(ii) The effect on the property's historical integrity,
and
(iii) The new setting and general environment,
including evidence that the new site does not possess historical
or archeological significance that would be adversely affected
by intrusion of the property.
In addition, new photographs, acreage, verbal boundary description
and a U.S.G.S. map showing the structure at its new location must
be sent along with the revised nomination. Any such nomination
submitted by a State must be approved by the State Review Board.
(5) Properties moved in a manner consistent with the comments
of the Advisory Council on Historic Preservation, in accord with
its procedures (36 CFR Part 800), are granted as exception to
s 60.12(b). Moving of properties in accord with the Advisory
Council's procedures should be dealt with individually in each
memorandum of agreement. In such cases, the State Historic Preservation
Officer or the Federal Preservation Officer, for properties under
Federal ownership or control, shall notify the Keeper of the new
location after the move including new documentation as described
above.
s 60.15 Removing properties from the National Register.
(a) Grounds for removing properties from the National Register
are as follows:
(1) The property has ceased to meet the criteria for listing
in the National Register because the qualities which caused it
to be originally listed have been lost or destroyed, or such qualities
were lost subsequent to nomination and prior to listing;
(2) Additional information shows that the property does
not meet the National Register criteria for evaluation;
(3) Error in professional judgment as to whether the property
meets the criteria for evaluation; or
(4) Prejudicial procedural error in the nomination or
listing process. Properties removed from the National Register
for procedural error shall be reconsidered for listing by the
Keeper after correction of the error or errors by the State Historic
Preservation Officer, Federal Preservation Officer, person or
local government which originally nominated the property, or by
the Keeper, as appropriate. The procedures set forth for nominations
shall be followed in such reconsiderations. Any property or district
removed from the National Register for procedural deficiencies
in the nomination and/or listing process shall automatically be
considered eligible for inclusion in the National Register without
further action and will be published as such in the FEDERAL REGISTER.
(b) Properties listed in the National Register prior to December
13, 1980, may only be removed from the National Register on the
grounds established in paragraph (a) (1) of this section.
(c) Any person or organization may petition in writing for removal
of a property from the National Register by setting forth the
reasons the property should be removed on the grounds established
in paragraph (a) of this section. With respect to nominations
determined eligible for the National Register because the owners
of private property object to listing, anyone may petition for
reconsideration of whether or not the property meets the criteria
for evaluation using these procedures. Petitions for removal
are submitted to the Keeper by the State Historic Preservation
Officer for State nominations, the Federal Preservation Officer
for Federal nominations, and directly to the Keeper from persons
or local governments where there is no approved State Historic
Preservation Program.
(d) Petitions submitted by persons or local governments where
there is no approved State Historic Preservation Program shall
include a list of the owner(s). In such cases the Keeper shall
notify the affected owner(s) and the chief elected local official
and give them an opportunity to comment. For approved State programs,
the State Historic Preservation Officer shall notify the affected
owner(s) and chief elected local official and give them an opportunity
to comment prior to submitting a petition for removal. The Federal
Preservation Officer shall notify and obtain the comments of the
appropriate State Historic Preservation Officer prior to forwarding
an appeal to NPS. All comments and opinions shall be submitted
with the petition.
(e) The State Historic Preservation Officer or Federal Preservation
Officer shall respond in writing within 45 days of receipt to
petitions for removal of property from the National Register.
The response shall advise the petitioner of the State Historic
Preservation Officer's or Federal Preservation Officer's views
on the petition.
(f) A petitioner desiring to pursue his removal request must notify
the State Historic Preservation Officer or the Federal Preservation
Officer in writing within 45 days of receipt of the written views
on the petition.
(g) The State Historic Preservation Officer may elect to have
a property considered for removal according to the State's nomination
procedures unless the petition is on procedural grounds and shall
schedule it for consideration by the State Review Board as quickly
as all notification requirements can be completed following procedures
outlined in s 60.6, or the State Historic Preservation Officer
may elect to forward the petition for removal to the Keeper with
his or her comments without State Review Board consideration.
(h) Within 15 days after receipt of the petitioner's notification
of intent to pursue his removal request, the State Historic Preservation
Officer shall notify the petitioner in writing either that the
State Review Board will consider the petition on a specified date
or that the petition will be forwarded to the Keeper after notification
requirements have been completed. The State Historic Preservation
Officer shall forward the petitions to the Keeper for review within
15 days after notification requirements or Review Board consideration,
if applicable, have been completed.
(i) Within 15 days after receipt of the petitioner notification
of intent to pursue his petition, the Federal Preservation Officer
shall forward the petition with his or her comments and those
of the State Historic Preservation Officer to the Keeper.
(j) The Keeper shall respond to a petition for removal within
45 days of receipt, except where the Keeper must notify the owners
and the chief elected local official. In such cases the Keeper
shall respond within 90 days of receipt. The Keeper shall notify
the petitioner and the applicable State Historic Preservation
Officer, Federal Preservation Officer, or person or local government
where there is no approved State Historic Preservation Program,
of his decision. The State Historic Preservation Officer or Federal
Preservation Officer transmitting the petition shall notify the
petitioner, the owner(s), and the chief elected local official
in writing of the decision. The Keeper will provide such notice
for petitions from persons or local governments where there is
no approved State Historic Preservation Program. The general
notice may be used for properties with more than 50 owners. If
the general notice is used it shall be published in one or more
newspapers with general circulation in the area of the nomination.
(k) The Keeper may remove a property from the National Register
on his own motion on the grounds established in paragraph (a)
of this section, except for those properties listed in the National
Register prior to December 13, 1980, which may only be removed
from the National Register on the grounds established in paragraph
(a) (1) of this section. In such cases, the Keeper will notify
the nominating authority, the affected owner(s) and the applicable
chief elected local official and provide them an opportunity to
comment. Upon removal, the Keeper will notify the nominating
authority of the basis for the removal. The state Historic Preservation
Officer, Federal Preservation Officer, or person or local government
which nominated the property shall notify the owner(s) and the
chief elected local official of the removal.
(l) No person shall be considered to have exhausted administrative
remedies with respect to removal of a property from the National
Register until the Keeper has denied a petition for removal pursuant
to this section.